FREE: Investment Committee Starter Kit
What you need to know and do when setting up an Investment Committee (with sample documents to get you started).
Helping your clients set up a committee to clearly define and document a process of plan oversight is an effective way to help them limit the liability associated with managing a 401(k) plan, and provide tremendous value.
There are a lot of free articles on how to get started – but I wanted to make it easy for you to explain to plan sponsors what to do and how to do it, so in this free Investment Committee Starter Kit, you’ll receive:
- 20-Page Starter Kit PDF: Print it up and give it to plan sponsors as an education piece and value-add
Sample Committee Forms Including:
- Sample Committee Bylaws
- Fiduciary Appointment & Acknowledgment Letter
- Sample Meeting Agenda
- Sample Meeting Minutes Sample Investment Policy Statement
- Sample Investment Policy Statement
Includes education on the following topics:
- Why Set up a Committee
- Oversight by Plan Size
- 10 Steps to Build a Successful Committee
- Common Questions about Setting up a Committee