Plan Compliance File Complete Kit
Customizable Plan Compliance File Binder Graphics (Canva)
Sample Plan Admin Calendar and Timeline (Canva)
Sample Participant Success Calendar and Timeline (Canva)
Sample Cybersecurity Policy (MS Word/Canva)
Sample QDIA Policy (MS Word/Canva)
Sample Loan Monitoring Policy Statement (MS Word/Canva)
Sample QDRO Policy Statement (MS Word/Canva)
Sample Missing Participant and Uncashed Checks Policy (MS Word/Canva)
Sample Participant Loan Policy (MS Word/Canva)
QDRO Info Sheet (Canva)
Participant Education Program Checklist (Canva)
401k Plan Disclosure Retention Guidelines
Participant Disclosures Checklist
Investment Policy Statement Review Checklist
Investment Committee Recommended Reading Form
Investment Review Checklist
Service Agreement Checklist
Plan Compliance File Social Media Graphics (Canva)
Plan Compliance File Playbook (PDF)
Complete Campaign – Compliance File Checklist (PDF)
Committee / Advisor Responsibility Checklist (Canva)
Plan Compliance File Checklists by Plan Size (Canva)
401k Plan Compliance File Checklist (Canva)
Plan Updates Review Checklist (Canva)
Sample ERISA Section 404(c) Notice (Canva)
ERISA Section 404(c) Checklist (Canva)
Plan Provider Review Checklist (Canva)
Sample Employee Education Policy Statement (MS Word/Canva)
Sample Investment Policy Statement (MS Word/Canva)
Sample Trustee Appointment Letter (MS Word)
Sample Investment Committee Resignation Letter (MS Word/PPT)
Sample Committee Meeting Minutes (MS Word/Canva/PPT)
Sample Investment Committee Appointment Letter (MS Word/Canva/PPT)
Sample Conflict of Interest Policy (MS Word)
Sample Committee Charter (MS Word/Canva/PPT)
Sample Code of Ethics (MS Word/PPT)
