Client Service
Education Guide – Service Provider Due Diligence (Canva)
Education Guide – Fiduciary Best Practices (Canva)
Education Guide – Investment Policy (Canva)
Education Guide – Managing a Successful Plan (Canva)
New Client Onboarding Packet (large plan) (Canva)
New Client Onboarding Packet (medium plan) (Canva)
New Client Onboarding Packet (small plan) (Canva)
Investment Policy Statement Packet (Canva)
Generic Quarterly Plan Review Packet (Canva)
Sample Service Models by Plan Size (PDF)
Sample Plan Admin Calendar and Timeline (Canva)
Sample Participant Success Calendar and Timeline (Canva)
Sample Loan Monitoring Policy Statement (MS Word/Canva)
Participant Education Program Checklist (Canva)
401k Plan Disclosure Retention Guidelines
Participant Disclosures Checklist
Investment Committee Recommended Reading Form
Investment Policy Statement Review Checklist
Investment Review Checklist
Service Agreement Checklist
Committee / Advisor Responsibility Checklist (Canva)
401k Plan Compliance File Checklist (Canva)
Plan Updates Review Checklist (Canva)
Plan Compliance File Checklists by Plan Size (Canva)
Am I A Fiduciary Questionnaire (Canva)
ERISA Section 404(c) Checklist (Canva)
Sample ERISA Section 404(c) Notice (Canva)
Plan Provider Review Checklist (Canva)
Sample Investment Policy Statement (MS Word/Canva)
Identifying Plan Fiduciaries Worksheets (MS Word/PPT)
Committee Meeting Planning Worksheet (MS Word/PPT)
Committee Member Identification Worksheet (MS Word/PPT)
Sample Committee Charter (MS Word/Canva/PPT)
Sample Conflict of Interest Policy (MS Word)
Info Sheet for Changing Providers Handout (PPT/Canva)
6 Tips for Changing Providers Handout (PPT/Canva)
Advisor Evaluation Form Handout (PPT/Canva)
Committee Worksheets (MS Word)
Committee Set-Up Slide Deck (PPT/Canva)
Committee Set-Up Presentation Packet (PPT)
Annual Review Packet (Canva)
Retirement Services List (Google Doc)
Emails: Emails to Share Resources (Canva)
