Sample Forms
Sample Cybersecurity Policy (MS Word/Canva)
Sample QDIA Policy (MS Word/Canva)
Sample Loan Monitoring Policy Statement (MS Word/Canva)
Sample Missing Participant and Uncashed Checks Policy (MS Word/Canva)
Sample Participant Loan Policy (MS Word/Canva)
Sample QDRO Policy Statement (MS Word/Canva)
Participant Education Program Checklist (Canva)
401k Plan Disclosure Retention Guidelines
Participant Disclosures Checklist
Investment Committee Recommended Reading Form
Investment Policy Statement Review Checklist
Investment Review Checklist
Service Agreement Checklist
Committee / Advisor Responsibility Checklist (Canva)
Plan Compliance File Checklists by Plan Size (Canva)
Plan Updates Review Checklist (Canva)
401k Plan Compliance File Checklist (Canva)
Am I A Fiduciary Questionnaire (Canva)
Sample ERISA Section 404(c) Notice (Canva)
ERISA Section 404(c) Checklist (Canva)
Plan Provider Review Checklist (Canva)
Sample Trustee Appointment Letter (MS Word)
Sample Employee Education Policy Statement (MS Word/Canva)
Sample Investment Committee Appointment Letter (MS Word/Canva/PPT)
Sample Committee Meeting Agenda (MS Word/Canva/PPT)
Sample Committee Meeting Minutes (MS Word/Canva/PPT)
Sample Investment Committee Resignation Letter (MS Word/PPT)
Sample Investment Policy Statement (MS Word/Canva)
Sample Conflict of Interest Policy (MS Word)
Sample Committee Charter (MS Word/Canva/PPT)
Sample Code of Ethics (MS Word/PPT)
Identifying Plan Fiduciaries Worksheets (MS Word/PPT)
Committee Member Identification Worksheet (MS Word/PPT)
Committee Meeting Planning Worksheet (MS Word/PPT)
Advisor Evaluation Form Handout (PPT/Canva)
Committee Worksheets (MS Word)
Committee Set-Up Presentation Packet (PPT)
Investment Committee Starter Kit (PDF/PPT/Canva)
