Proven Strategies to Grow a Successful 401k Practice

MSWord / Pages

Sample Cybersecurity Policy (MS Word/Canva)

Sample Cybersecurity Policy (MS Word/Canva)

Sample QDIA Policy (MS Word/Canva)

Sample QDIA Policy (MS Word/Canva)

Sample Missing Participant and Uncashed Checks Policy (MS Word/Canva)

Sample Missing Participant and Uncashed Checks Policy (MS Word/Canva)

Sample Participant Loan Policy (MS Word/Canva)

Sample Participant Loan Policy (MS Word/Canva)

Sample QDRO Policy Statement (MS Word/Canva)

Sample QDRO Policy Statement (MS Word/Canva)

Sample Loan Monitoring Policy Statement (MS Word/Canva)

Sample Loan Monitoring Policy Statement (MS Word/Canva)

Drip Content Emails for 12 Blog Posts

Drip Content Emails for 12 Blog Posts

12 Blog Posts

Complete Campaign – 404c Checklist (PDF)

Complete Campaign – 404c Checklist (PDF)

Complete Campaign – Sample IPS (PDF)

Complete Campaign – Sample IPS (PDF)

Complete Campaign – Fiduciary Questionnaire (PDF)

Complete Campaign – Fiduciary Questionnaire (PDF)

Complete Campaign – Provider Review Checklist (PDF)

Complete Campaign – Provider Review Checklist (PDF)

Complete Campaign – Plan Updates Checklist (PDF)

Complete Campaign – Plan Updates Checklist (PDF)

Complete Campaign – Compliance File Checklist (PDF)

Complete Campaign – Compliance File Checklist (PDF)

Complete Campaign – Committee Charter (PDF)

Complete Campaign – Committee Charter (PDF)

Drip Email Set – What to Do When Employees Don’t Participate in their 401(k) Plan (MS Word)

Drip Email Set – What to Do When Employees Don’t Participate in their 401(k) Plan (MS Word)

Drip Email Set – 5 Things Every Plan Sponsor Should Document (MS Word)

Drip Email Set – 5 Things Every Plan Sponsor Should Document (MS Word)

Drip Email Set – Understanding What it Means to Document a Prudent Process (MS Word)

Drip Email Set – Understanding What it Means to Document a Prudent Process (MS Word)

Drip Email Set – Avoiding the Most Common 401(k) Operational Failures (MS Word)

Drip Email Set – Avoiding the Most Common 401(k) Operational Failures (MS Word)

Drip Email Set – Not All Target Date Funds are Equal (MS Word)

Drip Email Set – Not All Target Date Funds are Equal (MS Word)

Drip Email Set – Changing Service Providers – What You Need to Document (MS Word)

Drip Email Set – Changing Service Providers – What You Need to Document (MS Word)

Drip Email Set – How to Design an Effective Employee Wellness Program (MS Word)

Drip Email Set – How to Design an Effective Employee Wellness Program (MS Word)

Drip Email Set – Three Ways to Benchmark Your 401(k) Plan (MS Word)

Drip Email Set – Three Ways to Benchmark Your 401(k) Plan (MS Word)

Drip Email Set – Understanding the Different 401(k) Service Providers (MS Word)

Drip Email Set – Understanding the Different 401(k) Service Providers (MS Word)

Drip Email Set – Are You a Fiduciary? (MS Word)

Drip Email Set – Are You a Fiduciary? (MS Word)

Drip Email Set – Using ERISA Section 404(c) to Limit Fiduciary Liability (MS Word)

Drip Email Set – Using ERISA Section 404(c) to Limit Fiduciary Liability (MS Word)

Drip Email Set – What is an Investment Policy Statement? (MS Word)

Drip Email Set – What is an Investment Policy Statement? (MS Word)

401k Plan Compliance File Checklist (Canva)

401k Plan Compliance File Checklist (Canva)

Plan Updates Review Checklist (Canva)

Plan Updates Review Checklist (Canva)

Am I A Fiduciary Questionnaire (Canva)

Am I A Fiduciary Questionnaire (Canva)

ERISA Section 404(c) Checklist (Canva)

ERISA Section 404(c) Checklist (Canva)

Plan Provider Review Checklist (Canva)

Plan Provider Review Checklist (Canva)

Drip Program Content (MS Word/PDF)

Drip Program Content (MS Word/PDF)

Sample Investment Policy Statement (MS Word/Canva)

Sample Investment Policy Statement (MS Word/Canva)

Sample Trustee Appointment Letter (MS Word)

Sample Trustee Appointment Letter (MS Word)

Sample Investment Committee Resignation Letter (MS Word/PPT)

Sample Investment Committee Resignation Letter (MS Word/PPT)

Sample Committee Meeting Minutes (MS Word/Canva/PPT)

Sample Committee Meeting Minutes (MS Word/Canva/PPT)

Sample Committee Meeting Agenda (MS Word/Canva/PPT)

Sample Committee Meeting Agenda (MS Word/Canva/PPT)

Sample Investment Committee Appointment Letter (MS Word/Canva/PPT)

Sample Investment Committee Appointment Letter (MS Word/Canva/PPT)

Sample Employee Education Policy Statement (MS Word/Canva)

Sample Employee Education Policy Statement (MS Word/Canva)

Sample Code of Ethics (MS Word/PPT)

Sample Code of Ethics (MS Word/PPT)

Committee Meeting Planning Worksheet (MS Word/PPT)

Committee Meeting Planning Worksheet (MS Word/PPT)

Committee Member Identification Worksheet (MS Word/PPT)

Committee Member Identification Worksheet (MS Word/PPT)

Identifying Plan Fiduciaries Worksheets (MS Word/PPT)

Identifying Plan Fiduciaries Worksheets (MS Word/PPT)

Sample Committee Charter (MS Word/Canva/PPT)

Sample Committee Charter (MS Word/Canva/PPT)

Sample Conflict of Interest Policy (MS Word)

Sample Conflict of Interest Policy (MS Word)

Logo Permission Request Email (MS Word)

Post-Meeting Emails (MS Word)

Post-Meeting Emails (MS Word)

Pre-Meeting Emails (MS Word)

Pre-Meeting Emails (MS Word)

Service Proposal and Fee Schedule Template (MS Word)

Service Proposal and Fee Schedule Template (MS Word)

Committee Starter Kit Follow-Up Emails (MS Word)

Committee Starter Kit Follow-Up Emails (MS Word)

Committee Set-Up Proposal (MS Word)

Committee Set-Up Proposal (MS Word)

Committee Worksheets (MS Word)

Committee Worksheets (MS Word)

Conflict of Interest Educational One-Sheet (PPT/Canva/MS Word)

Conflict of Interest Educational One-Sheet (PPT/Canva/MS Word)

Best Practices Blog Posts (MS Word)

Best Practices Blog Posts (MS Word)

Email: Cares Act Provisions (MS Word)

Email: Cares Act Provisions (MS Word)

Best Practices Emails (MS Word)

Best Practices Emails (MS Word)